Distributed Intellectual Property Rights
Contents
Abstract 4
1. - Introduction. 5
1.1 - Background. 5
1.2 - Is creativity work?. 6
2. - Intellectual Products. 6
2.1 - How is the intellectual product traded?.
8
2.2 - Regulating the intellectual component 10
3. - Trading rights in intellectual property.
12
3.1 - The DIPR system: 13
3.2 - Author Rights Office (ARO): 15
3.3 - Consumer Rights Office (CRO): 16
3.4 - Issuing identifications: 16
3.5 - Structure of the Property Rights Descriptor (PRD)
17
3.6 -The importance of two unique identifiers:
17
3.7 - Intellectual Property Rules. 18
4. - How does this proposal address todays copyright issues?.
19
4.1 - Distributed intellectual Property Rights vs. Copyright
19
4.1.1 - Exclusive right to copy. 20
4.1.2 - Fixing 20
4.1.3 - Publication. 20
4.1.4 - Archiving. 20
4.1.5 - First sale 20
4.1.6 - The social pact 21
4.1.7 - Fair use / Fair dealing
22
4.2 - Pirate copies. 22
4.3 - Privacy. 24
4.4 - Will it work Is it feasible?. 25
5. - Conclusions. 25
Appendix 1 Common Rights / Collective Rights.
27
Appendix 2 Evolutionary Theory. 29
Theoretical analysis of Distributed Intellectual Property Rights.
29
Digital replicators. 29
Digital environment 30
Simple analysis of some digital replicators. 30
Conclusions from replicator analysis. 31
Extended phenotypes at work. 32
An Evolutionarily Stable Strategy. 33
Virtual ESS Digital Stability. 33
Appendix 3. Feasibility Evaluation. 35
A3.1 Is the proposal technically feasible?.
35
A3.2 - What are the incentives to circumvent legal and technical protections
for all parties in the transaction?. 36
A3.3 - What is the burden of monitoring for compliance in the system,
and on which parties does this burden fall?.
36
A3.4 - What is the efficiency of the collection and distribution of
funds from consumers to rights holders?. 36
A3.5 - What are the impacts on user privacy and fair use?.
36
A3.6 - What is the feasibility of legal enforcement, both domestically
and internationally?. 36
End Notes: 39
Distributed Intellectual Property Rights is a
proposed system for regulating intellectual property that replaces
the copy-based model of Copyright with a rights-based model. A new
regime for our digital world that still grants the original author
some singular rights for a limited term but also allows consumers
to acquire rights to the intellectual product and protects the common
right of access for all.
Copyright originated in an age where the expression
of the intellectual product in physical form, such as a book, intrinsically
helped to limit and regulate the copying of the creative product.
This allowed the copyright regime, where society grants sole reproduction
rights to the author for a limited term, to function successfully
over the last two centuries. Today the situation is changing, in
this information age where digital information can be easily copied
at minimal cost this natural physical limitation to unauthorised
copying is removed. It is therefore time to reconsider the principle
of the copyright model.
Copyright, by definition, regulates the physical
copying of the intellectual product not the use and access to the
intangible intellectual content itself. The system proposed here
changes the regulatory emphasis to identifying and protecting the
creative content, the intangible intellectual component of the intellectual
product. This new regime will grant collective rights to an intangible
intellectual product and the Distributed Intellectual Property Rights
(DIPR) system will regulate access to these collective rights. The
'social contract' is upheld by ensuring common rights to the intellectual
content both during the term of the authors controlling interest
and after the product passes into the public domain.
Distributed Intellectual Property Rights
The copyright regime today appears to be troubled
by many issues: How do you define a copy of a digital product while
it moves through the digital environment? When is 'fair use' not
fair? Should media companies be able to monitor every use of a copyrighted
product? Will the same companies be forced out of business by pirating?
How can we protect the free flow of information and still reward
the artist? Is copyright up to the task?
As the authors of The Digital Dilemma have said:
Given the challenges to the copyright regime posed by
digital information, the committee concluded that alternatives to
a copy-based model for protection of digital information deserve
consideration,
.
[1]
In this paper I take a broad view of regulating
intellectual property in the current and future digital environments.
By analyzing the structure and forms of intellectual products and
the rights individuals can claim to these products I am able to
propose a system which would grant rights to all, both creators
and consumers, and protect the flow of information for the whole
of society. This will not involve replacing copyright but rather
augmenting it with a new regime which creators can choose to use
to publish and distribute their creative works.
When I look at the premise of copyright law, that creative work
[2] has to be fixed in a tangible
form before copyright can be granted and then it is the physical
copies that are regulated, I see a fundamental weakness. This premise
overshadows the fact that the result of this creative work, the
creative product, continues to inhabit the mind in intangible form
even after its initial birth in the tangible world and it is this
intangible creation which is valuable not solely its physical manifestation.
I will argue that when the tangible vehicle for distributing this
intangible product was a physical object, such as a book, this weakness
was not apparent while today, when the vehicle is often packets
of digital information (that appear to have some intangible qualities
themselves), this weakness, I allude to, becomes significant.
I propose that it is time to rethink our approach
to intellectual property from first principles. Hence, in this paper
I analyze the structure of intellectual products, their
tangible and intangible elements, and through this analysis I establish
a new rationale for dealing with these products. A rational that
suggests it is time to start dealing with the message rather than
the medium. I then propose a digital system for implementing this
rational and examine how this system can address the copyright troubles
mentioned above. This new regime for intellectual products will
provide a structured intellectual rights environment to protect
the flow of information and provide new business models for trading
and distributing intellectual property.
For the purpose of this discussion I make the assumption that creative
work is real work which requires physical time and effort on the
part of the creative individual and that society agrees that the
creator [3] should be rewarded for that
time and effort. At a minimum the result of the creative work should
be credited to the creator and in most cases the creator should
be able to gain some financial benefit for his or her efforts. Copyright
rewards the creators by granting them a limited monopoly over the
expression of their ideas while maintaining that the actual ideas
are freely available to all. I realise that there are some who argue
that the expression of the ideas should also be made available to
all, thus totally protecting the free flow of ideas. I do not intend
to argue for or against either point of view but to show how my
proposed solution guards the balance between information flow and
providing incentives for creators and how it has the surprising
result of addressing both. My initial discussions focus on identifying
and rewarding the creative effort and I ask those with a different
philosophy to bear with me for the moment.
Copyright law, as it stands, only recognises the intangible [4] creative work once it is
fixed in a tangible form and thereafter only regulates the expression
of this work through control of the reproduction of its tangible
manifestations. I find that this distinction, which copyright makes
between the intangible and tangible, is not always clearly recognised
and the regulation of tangible copies confuses the issue of dealing
with intangible creations. It is often forgotten that it is the
intangible message that is important not the distribution medium
and the copyright focus on the physical medium reinforces this erroneous
view. There is further confusion as to what is at stake because
copyright only protects the expression of the idea, not the idea
itself. My intention in this section is to clarify the situation
and in so doing present an improved method for defining 'copyrightable'
material. This will lay the groundwork for defining what should
and needs to be regulated and how. First I identify the components
of an intellectual product and analyze how these individual
components are created, combined, distributed, used, and where and
when copyright is applied to this creative work.
I define an Intellectual Product as consisting of two components;
the intellectual and the physical. In the case of
a book [5] the intellectual component
would be the 'story' and the physical components would be the paper,
ink, binding, etc,.
Intellectual product = intellectual component + physical
component
The intellectual component is the intangible
part of the product that is the result of the creative work
The ideas, concepts, and discoveries and the expression of these
elements. (Note, it is only the expression of the intellectual component that
is protected by copyright.)
The physical component is the expression
of the work reproduced in a physical medium and includes the physical
materials used and the production work involved in creating the
physical manifestation of the intellectual component.
Now, consider the sequence of events involved
in creating and publishing a book and subsequent use of that book:
If an author composes a story [6]
solely in his or her head, I say that they have created
the intellectual component, of a new intellectual product, which
is intangible, no one else, at this stage, having access
to it.
Immediately the author produces a physical component,
in the form of a manuscript say, the story and composition become
tangible along with the manuscript. At this stage the author can
claim copyright for his or her creation and in many copyright regimes,
such as in the USA, copyright is established automatically. The
copyright granted to the creator will protect the expression of
the story in all its physical manifestations. If the one and only
manuscript is now destroyed does the copyright for that story still
exist? I dont know, but I do know that the intangible story
still exists in the authors head and no tangible
copy exists. The author has the right to re-write the manuscript.
The author now exercises his or her copying-rights and publishes
the manuscript in the form of a printed book. This book, a complete
copy of the intellectual product, is sold to someone else
whom I call the consumer [7] . The consumer can to do the
following things with this book they have purchased:
·
They can read the
book and in so doing transfer the intellectual component
of the intellectual product into their head.
·
They are allowed
fair use to the intellectual product such as quoting
short sections of it.
·
They own the physical
component of the product and can do the following with it:
o
Destroy the book.
o
Write over the
pages.
o
Under the first
sale rule they can lend the book or sell it to another
consumer.
Do they own the intellectual component?
Not in the sense that the author owns the copyright to the original
work but they appear to have some right to hold this
intellectual work in their head since they bought the book and were
allowed to read it. The idea behind the story is unregulated and
therefore there is no rights issue with respect to the idea but
there is an issue in respect to the expression of the idea.
When this consumer subsequently sells the book
they give up all access to the physical component of the intellectual
product but they retain the intellectual component in their head.
This consumer could have a photographic memory and so could, in
theory, retain a perfect copy in their head.
The first point I make here is that this copy
in the consumers head is intangible, just as the story
was initially intangible in the authors head. This fact is
highlighted if you think of the author suddenly dying and at the
same instant all the copies of the manuscript and book were destroyed.
There would only be one copy left, in the head of this one consumer,
and it would be intangible. This forms my argument that an intellectual
product always consists of an intangible component, the intellectual
component, plus, usually but not necessarily, a tangible physical
component. The importance of maintaining this distinction will become
clear as my theory evolves.
The second issue is that the consumer possesses
this intangible copy but there is nothing to say that they bought
or own any right to this copy.
In theory consumers could keep buying, reading
and selling this book until everyone in the world has read it and
transferred the intellectual component to their heads. Everyone
would then have the right to hold the intangible intellectual
component in their head although, of course, only one of them, plus
the author, would have access to the whole intellectual product
to refresh their head-held copy. In other circumstances consumers
could just keep lending this one-and-only book indefinitely with
the same result but with no money changing hands.
Therefore, in the current circumstances and
with the above definition of an intellectual product everyone has
the right to an intangible copy of the intellectual
component. I call this right the common right
to the intellectual product and it is available to all. Copyright
already recognises that the idea is unprotected but I would say
that the 'expression' of that idea in intangible form is also unprotected.
In practice, because of wear and tear, time scales
and other conditions, one printed book does not travel around the
world as described above and a good story will sell many copies
but I suspect there is still plenty of lending and reselling going
on.
In this section I have identified the two components
of an intellectual product, the intellectual and physical
components, and I have demonstrated how the intellectual component
remains a separate entity even when it is reproduced in a physical
manifestation and how, in practice, everyone is given a common
right to the intangible intellectual component providing they
can obtain a legal physical copy at some stage.
Now I examine how current copyright law regulates
the intellectual product and its components.
Copyright regulates the copying of the physical
component of the intellectual product by granting the copyright
holder exclusive right to copy for the term of the copyright period.
Assuming this regulation is enforced and enforceable, all trading
of the intellectual product involves trading of physical objects
that are produced by the rights holder or their agent. These physical
objects are the physical manifestation of the intellectual product.
The principles of trading physical objects, such as a teapot, are
well recognised and these principles work in just the same manner
for the physical manifestation of an intellectual product such as
a printed book.
In the case of printed books these physical trading
conditions work quite well in the cause of copyright because society
is relatively successful at applying the copying regulations to
books. Books are expensive and difficult to produce, needing special
equipment and materials, and few people will be able to undertake
illegal reproduction. Enforcing the regulations with only a small
number of offenders is therefore relatively easy. Others have identified
these self-regulating effects:
In the past, the very nature of the distribution media
limited fraudulent dissemination (i.e. copy degradation, reproduction
costs, trace ability, etc). [8]
Digital copies are also perfect replicas, each a seed for
further perfect copies. One consequence is an erosion of what
were once the natural barriers to infringement, such as the expense
of reproduction and the decreasing quality of successive generations
of copies in analogue media. The average computer owner today
can easily do the kind and the extent of copying that would have
required a significant investment and perhaps criminal intent
only a few years ago. [9]
Consider now that this book is published in digital
form on a compact disk (CD). In this case it is a very special CD
that protects its content in such a way that it can never be copied
and only ever viewed by one consumer at a time. The physical trading
conditions described above for the printed book would also apply
to this CD. In fact, regulating this special, copy protected, CD
should be more successful than the printed book that could have
been illegally copied from time to time. Is it possible to create
a special CD such as this? I think not.
Now consider this same book published in digital form
on the Internet. There are now no physical characteristics that
inhibit copying of the digital manifestation of the intellectual
product. I argue that the same conditions exist for this product
as in the two cases above except for the fact that regulating the
copying of the product becomes very difficult. The fact that multiple
copies [10]
have to be allowed for the system to operate further
complicates the regulatory process. Many consumers will be tempted
to hang-on to a digital copy, after they have traded it on, so that
they wont have to go to the bother of borrowing the product
back when they want to refresh their memories. Further copies will
tend to rest in computer memory or backup systems if not specifically
deleted.
It seems to me that these digital copies, the
physical manifestation of the intellectual product, have suddenly
taken on some of the characteristics of the intangible intellectual
component - they rest with each consumer as the intellectual product
as a whole is traded, lent, or otherwise distributed through society.
This is to say that, today it is so easy to make
a digital copy and sometimes difficult to delete all temporary and
backup copies that the consumer can be forgiven for thinking that
the digital copy equates to the intangible copy in their head. The
digital copy equates to the intangible copy that they appear to
be allowed to keep. The fact that most individuals also find it
difficult to completely remove an idea from their mind, once they
have heard of it, only reinforces the parallel.
My definition, in the section above, of the intellectual
product is:
Intellectual product = intellectual component + physical
component
Now the digital manifestation of the intellectual
product tends to equate solely to the intellectual component
and only appears to have the traditional physical characteristics
at some point during a transfer from one individual to another:
Digital product = intellectual component + (ephemeral physical component)
The Digital Object Identifier Handbook alludes to these less
tangible manifestations - A DOI can also be used to identify
less tangible manifestations, the digital files that are the common
form of all intellectual property in the network environment.
[11]
No wonder that the copyright system is under pressure in these
digital times when the physical component it attempts to regulate
all but disappears it tends to become intangible. Current
efforts to improve the digital copyright situation, from the producers
point of view, are aimed at increasing the inefficiencies [12]
or barriers in the digital distribution system to try
to make copying of the digital product more difficult, make the
product more tangible, and therefore make regulation easier. These
inefficiencies take the form of encrypting files, adding watermarks,
and centralised hardware and software control systems. In many economic
models reducing the efficiency of information distribution adds
a social-welfare [13]
cost and this on the whole, I believe, is not a good
result. In addition these artificial barriers to copying will probably
only have a short term impact because there will always be someone
who will devise a method of bypassing the restrictions. [14]
Inefficiencies in the distribution system cost
time and money and surely no one wants this. If the digital system
involves equivalent costs, delays and inconvenience as obtaining
a physical book what is the advantage of going to the digital system?
I have previously shown that it is accepted by society that the
intellectual component is available to all as a common right
therefore it seems very difficult to understand why the digital
manifestation, which has more and more of the same characteristics
as the intellectual component, should not also be available to all. [15] This position, which has
evolved with the emergence of the digital age, is the crux of the
current copyright problem; as the physical component becomes
pervasive it becomes less important and copyright control less effective.
In the next section I propose a new copyright philosophy
based the intellectual component of the intellectual property.
The solution is to look at the roles of all the
components of the intellectual product when considering the production,
distribution and trading of an intellectual product.
In my view, it is the intellectual creative component
that holds the value for this is the thing that the
creator would want to be rewarded for or at least identified with.
If the story could pass directly from the creators head to
the consumers head the costs of producing the physical components
would make no sense at all. Therefore the trading in intellectual
products should focus on the intellectual component and not on the
physical component as it has done in the past. As Jessica Litman
has argued:
"Most fundamentally, I would argue, we need to fasten on
some measure of a copyright holders' rights other than the familiar
reproduction. The act of reproducing is no longer a useful proxy
for the question whether a copyright owner's incentives have been
injured, or even insulted. We need to consider alternatives to
measuring copyright infringement in terms of unauthorized copies."
[16]
The regulatory focus should be on the story
- not the book, disk, or digital copy in an electronic system.
My proposal, to make this transition from trading
the physical component to trading the intellectual component, is
that we trade the intangible intellectual component in just the
same way that society handles other intangibles such as bank accounts
and stocks and shares. In all these cases the original owner is
registered, the product identified, and when others buy rights to
or shares in these products or businesses these transactions are
also registered.
In the case of intellectual property it should be the identified
transfer of some limited rights to a unique manifestation of the
intellectual product that are traded and this trade in an intangible
manifestation is registered and regulated.
I am saying that any consumer purchasing a legal copy of a intellectual
product should have some identified legal right to the intellectual
component even if it is only reading the book once and transferring
a single copy to his or her head.
The consumer is recognised as having to have at least some identified
intellectual right to adsorb the product into his or her head, whereas,
at preset, the purchaser of a physical book, for instance, had no
identified right to extract the intellectual component from the
book. As I have shown, at the same time, somewhat paradoxically,
the intellectual component is unregulated, as Lawrence
Lessig [17] would say, and everyone
has the non-identified-right, what I call the common right,
to the intellectual component. Anyone can borrow a copy of the book
and read it, for example.
Under this new regime, that I am proposing here, everyone will
still have the non-identified, unregulated, common right to the
intellectual material, the intellectual component of the intellectual
product, but will also be able to purchase identified rights
to this material. I also refer to these identified rights as collective
rights [18]
to an intellectual product and I analyze this idea
further in the section on Common and Collective Rights
(see appendix 1.).
What would be the advantages of this new regime?
I believe they are many benefits and I will discuss many of the
advantages toward the end of this paper. Two particular benefits
are:
The recognised consumer, who has purchased
the product, has what appears to be the minimal benefit of the identified
right to absorb the intellectual product into his or her head.
This right becomes significant when you consider that, in principle,
it provides access to the complete product, on-demand, from the
time of purchase onwards. In the digital age, this access should
be nearly instantaneous and not dependent on the consumers
location or the hardware they are using.
The second benefit comes when you consider
illegal trading and copying as opposed to general use. The legal
and moral situation will be extremely clear [19] . If you have not purchased
a registered copy of the intellectual product you have absolutely
no rights to do anything with the physical component - not to make
copies, lend it, trade it, nothing. For the consumer who has purchased
the minimum identified right to the intellectual component they
can make unlimited physical copies to protect their access to the
intellectual product. Compare this to the current situation that
varies from no copies being allowed of some manifestations (books),
to maybe one copy for analogue recordings, to an uncountable, but
limited number, for digital files.
What system could regulate all these collective rights
in an intellectual property? I will now describe a practical system
which takes advantage of digital techniques, the Internet, and the
equivalence between a digital manifestation of an intellectual product
and its intellectual component. The system itself does not define
any rights, that is left for society to decide, but it allows any
rights that are granted to be transferred or traded in a regulated
manor.
I name my system Distributed Intellectual
Property Rights (DIPR) which is slightly longwinded but a
more accurate than continuing to use the term copyright. Copying-rights
only form a small part of the system.
In addition to recording and regulating the intellectual
rights to the intellectual product, as described in the section
above, the DIPR system also considers the following requirements
to be necessary for an effective scheme.
- Recognise that it takes work to formulate and present a new idea
or intellectual product and that the creator of that product has
rights over their creation: the right to have it identified as
their work, the right to trade in it with others.
- Help users to identify the product and its creator and the consumers
obligation to reward the creator for using the product.
- Protect the free flow of information.
- Use technology to make the legal route for obtaining the product
easier [20] than the illegal route!
- Protect the rights and privacy of all parties: creators, artists,
producers, distributors, and consumers.
- Allow the new system to evolve from the todays practices
and standards in such a way that it can accommodate all current
digital products as well as new formats. If possible the new system
should include existing product identification systems and enhance
or extend current Electronic Copyright Management Systems.[43]
- Use the open standards and interconnectivity of cyberspace to
maximum advantage.
The first principle behind the DIPR system is
that the acquisition of some identified rights in an intellectual
product by a consumer will involve the creator/owner and the consumer
exchanging unique identifications. These identifications
will form part of the digital manifestation of the product and will
also be recorded in secure databases as part of the regulation process.
These unique, regulated, physical, identifications will re-establish
a true physical component in the digital form of an intellectual
product. Thus:
Digital product = intellectual component +
physical identifiers
The creator will own one of these unique, tangible,
identifiers which will identify them as the author and the principle
rights holder and the consumer will own the second which in turn
establishes their identified right to access the intangible intellectual
component.
The second principle is that, after this exchange
has been completed, unlimited copies in the name of this registered
consumer are allowed, providing that the identifications and the
product remain unmodified and intact.
The unique identifications for the creator and the consumer will,
together, form a Property Rights Descriptor (PRD) field added to
the digital copy of the product that in turn will form a unique
manifestation of the intellectual product. The secure databases,
which make a record of the identifications, form a system of 'administrative
offices' added to the Internet structure.
To see how the above structure will evolve, first
regard the following diagram that outlines the distribution of digital
products over the Internet today:
Figure 1: Digital Product Distribution Today
The desired product distribution pattern is that
digital products move directly from the product owner or via their
distributor to the users, or consumers, while payments flow back
to reward the creator. The secondary distribution of products between
users and the flow of personal user information back to the product
owners are less desirable aspects of the current situation.
This next diagram shows product distribution in
the Distributed Intellectual Property Rights environment with its
system of administrative offices:
Figure 2: Digital Product Distribution DIPR
The fundamental feature of this new system is
the administrative offices, of which there are two types (the Author
Rights Office and the Consumer Rights Office), and there
can be any number of each type of office (In appendix 2. I propose
a theory, based on evolutionary principles, that emphasizes the
need for the dual office structure and the use of two identifiers
for each product manifestation). This office structure helps limit
the amount of personal information that flows back to the product
owners and ensures that most of the products will be identified
with a Property Rights Descriptor (PRD) as I will explain later.
3.2
- Author Rights Office (ARO):
The author rights office will act for the artist,
creator, or legal owner of the intellectual product. It will contain
details of the product, the owner and a copy of the product. The
recorded details should be sufficient to uniquely identify the product
and the owner and, possibly, subject to relevant international treaties,
could be the official rights record the point where the intellectual
product is published and fixed in a tangible form. It
is possible that a unique Product Identification code could also
be used or applied but this is not essential for effective operation
of the DIPR system.
The second function of the author rights office
is to accept requests for the allocation of consumer rights to the
product and permanently record consumer rights office identification
and the consumer rights office local identifier against this product.
The structure of these identifiers is defined later.
A third function would be to confirm the valid
registered-right from then on when, for whatever reason,
the legal owner of the identified product needs to confirm ownership.
A valid registered-right would consist of a complete matching PRD
and copy of the intellectual product itself.
In this way the author rights office would hold
no details of the consumer, only a reference to a unique identification.
The author rights office functions could be performed
as part of a more extensive Electronic Copyright Management System
(ECMS) that would handle all additional rights or licensing requests
for the intellectual product.
3.3
- Consumer Rights Office (CRO):
The consumer rights office acts solely for the
user, or consumer, of the product. It records details of the consumers
registered with it and allocates unique licence identification when
a user obtains the rights to use a product. It will send this licence
identification to the author rights office at this time and, in
exchange, will receive and store the associated author rights office
identification. It might also receive the product identification,
if one exists, and might eventually provide a complete rights database
for the user and therefore would also receive further rights information.
As with the author rights office, the consumer
rights office will confirm this registration upon request so that
the user can establish ownership.
As far as I know there is no equivalent of an
ECMS that acts uniquely for the consumer as in this consumer rights
office structure. This could promote a whole new development of
consumers rights management systems which record supplementary rights
purchased by users in addition to the basic identified rights obtained
in the Distributed Intellectual Property Rights environment.
The unique identifications for the author and consumer rights offices
will be in the form of a Persistent Uniform Resource Identifier
and the Handle System
[21] appears to be the ideal
global structure for them.
A secure rights protocol, to be defined and implemented,
will allow the administrative offices to exchange the author
rights identification and consumer rights identification
that will complete the transfer and logging of consumers registered-rights.
Both offices would keep a transaction record including the date
and time of the exchange that would provide an audit trail. The
consumer will receive the unique manifestation of the intellectual
product with a Property Rights Descriptor (PRD) field that contains
both the author and consumer identifications.
As discussed above, in the section that defines
the trading of the intellectual component of the intellectual product,
the following consumers rights are granted when this uniquely identified
product is issued and the identifications registered:
- The consumer is allowed unlimited copying for their personal use.
- They have the right to consume the intellectual component of the
intellectual product. For example, when users receive a music
file with a PRD registered to them they will be allowed to play
that music as if they were playing a CD or record they had purchased.
There will be numerous author and consumer rights
offices. Creators and distributors will be able to choose which
author rights office will protect their intellectual products or
even set up their own rights offices. Consumers, likewise, can choose
a consumer rights office to record the transfer of product usage
rights.
The duplication of the rights transfer and product
information in the author and consumer rights offices will provide
redundancy in the case of one of the offices' databases being lost.
The lost database would become truly virtual but, in theory, could be recreated over time.
This description concerns only the basic rights
transfer in the DIPR system and takes no account of the distribution
of the product itself and the transfer of payments. It is feasible
that one organisation could deal with many aspects of the transfer
say, promotion and sale of the product, distribution, Author
Rights Office functions and the granting of additional rights through
an Electronic Copyright Management System.
I also foresee that the establishment of a network of rights offices,
that are obliged to be secure and provide secure communications,
would provide a structure for a secure payment system. The offices
could effectively become 'banks' for secure transfer of payments
between consumers and providers. A system of Internet banks
such as this might allow the implementation of micropayment systems, with the low transaction costs that
are required, and could even allow novel payment systems such as
Microrefunds [22] to operate successfully.
3.5 - Structure of the Property Rights Descriptor
(PRD)
The Property Rights Descriptor (PRD) is the unique
identification that is attached to every product manifestation issued
in the DIPR system. It consists of, at a minimum, two unique persistent
identifiers; One issued by the Author Rights Office (ARO) and the
other by the Consumer Rights Office (CRO). It would have the following
form:
<PRD>::= <ARO
ID> , <CRO ID>
Each manifestation of the intellectual product
could be uniquely identified with just one identifier. Why use two?
The reason is that each party needs to have exclusive ownership
of a product identifier. The two parties, creator and consumer,
agree to share some rights to a manifestation of the
intellectual component of an intellectual product, they are not
agreeing to share rights to their identifications of that
product. It is the identifications that are the fixed tangible reference
to an otherwise intangible product manifestation.
A simple example can illustrate the above: A consumer
wishes to change his or her consumer rights office, for whatever
reason but say to an office which has a faster response time for
registering products. All they need to do is change the consumer
rights office resource associated with their identification
of the product. No change to the author rights office associations
is required and the creator need not know of the change of consumer
office. If there were only a single identification both parties
would have to agree to the change and why should this be so when
each party owns their rights to the product?
Most products today have only one unique identifier,
say a combination of product number and serial number, which is
almost certainly owned and controlled by the author or his or her
agent. When this single unique identification is applied to a potentially
intangible digital product the consumer is at the mercy of the owner
of this identification. (See my theoretical analysis of the DIPR
system for further arguments supporting the social and environmental
needs for this dual office structure appendix 2.)
In this section I list the regulations that would
have to apply to the Distributed Intellectual Property Rights system
and the digital intellectual products described above.
As the Author and Consumer Rights Offices
make-up the fundamental structure that records and identifies the
rights and property ownership of both the creators and the consumers
they would require high levels of security and maximum legal protection
against fraudulent use or attack. Some of the legal requirements
would be:
- Author Rights Offices would have a legal responsibility to register
only products that have a legal owner and record only the valid
licence identifications they are given during a transaction.
- Consumer Rights Offices would be required to only licence products
to their own registered users and record only the valid product
and rights information that is given to them during a rights transaction.
Consumer Rights Offices would not subsequently be allowed to change
the owner of individual products.
- Both offices would be required to hold personal and commercial
information in confidence.
- There will be product ownership verification rules that each office
will have to adhere to.
- Secure transactions between offices would also be legally protected.
I foresee that these legal regulations for the
administrative offices could be quite onerous, like regulations
for banks and stock exchanges, but I also foresee that these stringent
regulations should not impinge on the day-to-day use of the system
by consumers.
The identified digital manifestations of the intellectual
products will also be regulated but in a concise way so that it
is clear to everyone what can and cannot be done. For example:
-
The intellectual
component of the digital product is not allowed to be reproduced
separately from the PRD. (Although the digital product may be
reduced to the PRD alone).
-
The digital product
cannot be traded or used in any commercial form without obtaining
express permission from the creator. This, I believe, would be
a departure from current copyright law where copyrighted work
can be sold-on. This first sale article was enacted
to promote the dissemination of information. In this digital age
there are not the same problems of distributing information as
there were 200 years ago. (More on this in the next section under
the first sale heading).
-
The consumer who
owns an identified manifestation of a digital product may lend
a copy to another consumer, who would be identified in the DIPR
environment as a consumer claiming their common rights, but this
third party has no rights over the physical digital product only
the unregulated common right to the intellectual component. The
lender would be responsible for identifying the recipient in the
DIPR system.
-
The digital product
can be converted form one digital medium to another providing
both mediums support the PRD structure and the intellectual content
and its PRD are not modified in the process.
-
Modifying the digital
product, which is made up of the intellectual component and a
PRD is only allowed if special rules are adhered to.
Today there is a time limit on copyrightable material
and this should continue in the DIPR system but I believe the PRD
identification should stay with the product indefinitely, either
as the original existing PRD, or maybe a better solution would be
to have an Author Rights Office available to issue free PRD to products
with lapsed copyright or collective right status.
Copyright protects the expression of an idea or
concept not the idea itself and this feature of copyright protection
is not changed in the DIPR system. The
significant difference between Copyright and DIPR is that Copyright
only regulates physical copies while DIPR regulates the expression
of the work in both the intangible and tangible form. Now I analyze
how this change affects various areas of the copyright regime.
The problem affects policy makers, because the traditional
first-sale rule of copyright, an important element of public policy,
is undermined by information in digital form. That rule works
in the world of physical artefacts because they are not easily
reproduced by individuals and are not accessible to multiple,
distant viewers. But neither of these limitations holds for digital
works. Consumers are affected as well, because access is accomplished
by copying, and in the digital world copyright's traditional control
of copying would mean control of access as well. [24]
-
A permanent public
record of their work in the form of the author rights office registration.
-
All physical copies
of their work will be identified as originating with them by the
PRD identifiers.
-
This permanent identification
will always allow trade between consumers and creators and help
reduce illegal trading of the product that harms both creator
and consumer. (I discuss this process below).
-
They would have
to be prepared to demonstrate their ownership of a PRD identification.
-
They maybe degrading
the value of a product of which they own a collective 'share'.
-
They would be obliged
to identify, to the DIPR environment, all common right users who
claim a copy.
-
They are not allowed
to charge or accept anything in exchange for the product they
are making available to a third party. This consumer passing on
the product would be obliged to cover all the reproduction, distribution,
and registration costs.
-
Creators could provide
rebates on future products therefore supporting good clients.
-
Consumers could
earn a partial refund by recommending a product to another consumer.
When this second consumer purchases the product the identification
of the original consumer would provide the route for the referral
bonus. This recommendation process could provide valuable promotion
of the creators work as both the creator and consumer have an
interest in finding another consumer willing to buy.
-
Updates and new
versions could be provided automatically.
-
The creator could
provide a physical product only available to licensed consumers
or give identified consumers of music products a chance in a lottery
for live concert tickets for example.
-
Identified consumers
could be allowed to vote for or suggest future product enhancements.
-
The consumer can
demonstrate their legal ownership of intellectual products.
-
Consumers will be
able to manage their rights to these products.
-
Replacement products
are always available.
-
Less likelihood
of a virus in an identified product.
-
There are no restrictions
on when, where, or on what playback device they can use for the
product.
- ·
The authenticity
of the work is ensured.
1.
It is cheating both
the author and the consumer.
2.
Removing the PRD
is illegal under the DIPR system.
3.
Trading a PRD identified
product, without obtaining the rights to do so, is also illegal.
To answer the question Will the collective regime and the
DIPR system proposed here protect the distribution of intellectual
products and compensate the creators? I found the paper 'A Framework
for Evaluating Digital Rights Management Proposals' [32]
by Rachna Dhamija and Fredrik Wallenberg was a
valuable resource. They pose six questions that should be used when
evaluating rights management proposals. In Appendix
3., I attempt to answer these questions from the DIPR prospective
although I will be the first to admit that more research is required
in many areas.
Dhamija and Wallenberg accept that the information
contained in an intellectual product has the characteristics of
a 'public good' [33] . The DIPR system described here attempts
to treat intellectual property as a public good and therefore avoids
all the problems associated with trying to make intellectual products
'excludable' or 'rival' as in most rights management systems. DIPR
also attempts to avoid the extremes of some other systems that treat
intellectual property as a public good. For example, DIPR does not
rely entirely on voluntary payments or arbitrary tax schemes. To
the contrary, DIPR adopts a regulated social scheme that allows
all parties to buy into the public good.
Applying
Collective Rights to Intellectual Products
We all have rights, rights are good. For example,
one of the most sort after common right is the right to free speech.
There is sometimes a negative connotation to the word 'right' when
it is applied to intellectual property and this stems from the fact
that, in most copyright regimes, rights are focused on an individual
who is granted exclusive reproduction rights to a resource that
has no naturally limitations in the physical world. Unlike a parcel
of land, which can only support a limited number of individuals,
many people can access an intangible intellectual product without
physically taking anything away from other users. Therefore, why
give individuals rights over this unlimited common resource? The
answer has always been that these rights will provide incentives
for authors to create new works and then publish them for the good
of all. I propose that we maintain this incentive but that we apply
rights to intellectual property in a new and more just way, while
still granting the author some singular rights for a limited term
others should also be able to obtain rights to the creative product.
Here I examine the common rights to intangible
intellectual products and how society might apply collective
rights to these products once an individual creator
has mined them.
The potential store of intellectual products waiting
to be discovered is infinite and therefore everyone can truly have
a common right of access to that infinite store without impinging
on anyone else's access to the field. Under our current copyright
regime, once an individual discovers or mines one of these products
society grants this person sole reproduction rights to the physical
expression of this product for a limited time. In theory, the idea
or concept contained in this expression rests in the common domain
and is available to everyone who can obtain a copy but no one else
is allowed to reproduce the product in any form except for some
'fair use' exemptions. After the copyright term expires the expression
of this intellectual property passes into the public domain and
the intellectual product as a whole regains its common status.
I propose an alternative and, I believe, a more
logical approach. Once an individual mines their intellectual product
they should be granted a controlling interest in a collective
that has rights to this intangible intellectual product.
To claim this collective right the author has to produce at least
one tangible representation after which he or she has a controlling
interest in this collective product for a defined term. From then
on they can invite others to share in this product and so join the
group that has collective rights to the product. As for any collective
group there are rules for each member and I lay these out in detail
in my proposal for the Distributed Intellectual Property Rights
system.
One of the rules of this collective regime is that only the original
author can use the product commercially unless they choose to pass
on this right to another member of the collective. This, of course,
could mean that the author stipulates that others have to pay to
join the collective. Where does this leave the common right of access
to this particular product for the rest of society? Well, others
are still free to rediscover the product completely independently
(although this is unlikely to happen for complex intellectual products),
or they can join the collective under the terms offered by the author,
or any member of the collective can donate [1a] common access to
the product to any other member of society. If common access is
donated in this fashion society as a whole has to adopt the rule
that the recipient of this 'donated common access' has no rights
to the product other than access, they cannot copy it, pass it on,
or do anything else with it.
Each member of the collective is granted individual
and exclusive property rights over their, uniquely identified, physical
manifestations of the product. Therefore they are free to make any
number of copies of this physical product to protect their interest
in the collective intangible product and to protect their access
to the product. Note that an individual group member's exclusive
control over their uniquely identified physical copy does not conflict
in any way with the tangible interests of other members of the collective
who have their own unique physical copies.
At the end of the term of special controlling
interest in the collective the author will remain in the collective,
as do the other collective members, but access to the collective
becomes publicly available and restrictions on the use of the product
by collective members are relaxed. Effectively the product reverts
to the public domain of common rights of access with the advantage
over copyright that the system continues to make the product available
by ensuring archive copies.
Table A1.1 - Summary of rights under copyright
and collective regimes:
Type
of Action which can be performed on Intellectual Product
|
Who
has rights under each regime
|
Copyright
Regime
|
Collective
Rights Regime
|
Create a new intellectual product
|
Everyone
|
Everyone
|
Access the intangible content
|
Everyone
|
Everyone
|
Access to a tangible copy
|
Group
who purchase copy
|
Everyone
(if known to a collective member)
|
Reproduce an intangible copy
|
Author
|
Collective
members
|
Reproduce a tangible copy
|
Author
|
Collective
members
|
Commercial use
|
Author
|
Author
|
Non-commercial derivatives
|
Author
|
Collective
members
|
Commercial derivatives
|
Joint
Authors
|
Joint
Authors
|
Broadcast
|
Author
|
Author
|
The differences between a collective rights regime
and a copyright regime are sometimes subtle and sometimes significant.
Under the collective scheme the exclusive rights of the author are
diminished which gives the impression of not improving the rewards
for creative effort but if there are rewards to be had they still
go to the author. Also, the common right of access for society as
a whole is increased which achieves one of the main aspirations
of our intellectual property systems but this still does not appear
to benefit the author. The important difference is that the rights
of the group that buys into the collective product are vastly increased
in comparison to the users who purchase copyrighted works and it
is this that will encourage collective membership and in turn improve
support for the author.
It can be argued that the individuals who obtain
legal physical copies under the copyright regime form a collective
group but members of this collective have only one right, namely,
to do what they like with their one physical copy. A
very small incentive. The individual who obtains an illegal
copyrighted work, especially when we consider digital products,
has the same or even increased incentives (lower purchase cost)
and only a limited risk of legal penalties (how many MP3 file swappers
have been prosecuted?). It is important to make the legal product
worth having, by granting wide ranging collective rights, and not
rely solely on penalties to discourage illegal copies.
In my paper on Distributed Intellectual Property
Rights I provide a list of benefits for collective members and examples
of how the advantages of collective 'ownership' of an intellectual
property can be extended, even to the extent of providing commercial
incentives to the group as a whole. All of which would benefit the
author and promote creative effort.
Theoretical
analysis of Distributed Intellectual Property Rights
In this section I analyze the proposed Distributed Intellectual
Property Rights system from an evolutionary point of view and consider
all items of information and intellectual products as replicators
or memes
[37] . I look at each individual
piece of information as a replicator whose
sole aim is to reproduce or be copied and its adaptation to its
environment is the only thing that affects its success. I will also
propose that we consider the whole environment of human interaction
throughout cyberspace and analyze this interaction in terms of an
Evolutionarily Stable Strategy (ESS).
Digital
replicators
In general I define replicators
as information, ideas, or an item of intellectual property that
can be copied or can be considered to reproduce. Digital replicators
are the same ideas or information but produced in a digital form
that can be distributed over the Internet or some other medium.
I only make the distinction because this paper discusses issues
centred on the digital manifestation of replicators.
Examples are well known: CDs DVDs, MP3 files, text files, software.
Although focused on the Internet, I extend the
idea of the digital environment to include digital products however
they are distributed, this includes such items as CDs and DVDs.
Human information producers and users are also considered to be
part of this extended environment.
Richard Dawkins
[38] has established three properties
that can be used to define a replicator: Fecundity, Copying/Reproduction-Fidelity, and
Longevity. A replicator that is successful
in all three of these areas will be a very successful replicator
and will spread far and wide. Conversely, a replicator
that has weak properties will be a poor replicator.
For this analysis I use these three properties
as coefficients in an equation that predicts a replicators
success at reproducing and therefore its success at spreading throughout
the environment.
Replicator success quotient = Fecundity * Fidelity
* Longevity
Each coefficient is given a value of zero to one
based on the replicators performance
in that area and the result will predict the replicators
success. (Zero will mean total failure through to one predicting
great success).
For example, a replicator that always
copies itself with so many errors that it is unrecognisable will have
a fidelity score near zero and will not get far as a replicator.
Equally, a replicator locked in a file
with an unknown key will have near zero fecundity and will not spread.
For the Digital replicators
mentioned above and a few others for comparison I have estimated
values for the three coefficients and produced the table below.
Medium vs replicator coefficient
|
Fecundity
|
Fidelity
|
Longevity
|
Replicator value
|
Vinyl record
|
0.5
|
0.7
|
0.4
|
0.14
|
Cassette tape
|
0.9
|
0.7
|
0.3
|
0.189
|
CD
|
0.45
|
0.95
|
0.9
|
0.385
|
MP3 file
|
0.95
|
0.9
|
0.8
|
0.684
|
Music + SDMI
|
0.5
|
0.95
|
0.9
|
0.428
|
MP3 file + new PRD
|
0.7
|
0.95
|
0.95
|
0.632
|
Table A2.1 - Medium vs. Replicator Coefficient
The coefficient values are somewhat arbitrary
but I believe give a good and interesting indication of the predicted
success, as a replicator, of each of the
media.
Considering the vinyl record (replicator
value 0.14): its fecundity is rated at 0.5 because of the specialised
equipment required to produce a record. Its fidelity is rated good
at 0.7 when you consider the music quality when a new record is
played on a high fidelity system but its longevity is rated poorly
at 0.4 because vinyl records can wear quickly and can easily be
irreparably damaged.
Looking at the coefficients for the raw MP3 file:
Its fecundity on the Internet is very high at 0.95 because of its
relatively small compressed size and the ease of its practically
free distribution. Being digital, its copying fidelity is good (0.9)
and its small digital size makes long-term storage feasible once
it has been copied (0.8). This gives it an overall replicator
value of 0.684.
Now look at the coefficients of the new MP3 file
with a Property Rights Descriptor (PRD) field supported by the distributed
rights environment: Its fecundity value (0.7) drops in comparison
with the raw MP3 file (0.95) because of higher distribution costs
in the rights environment (note that I estimate these costs are
still less than obtaining a physical CD (0.45)). Its fidelity is
improved (0.95) because many copies are made from a master file
and its longevity is ensured (0.95) because any lost files can be
replaced from the master through the licence system.
A file that degrades or is inhibited after it has been copied once
such as in the SDMI
[39] environment will have a
much-reduced fecundity (0.5) and therefore is a less successful
replicator than some of the other formats.
(This is obviously the aim of the SDMI and shows that it will reduce
the number of file copies but I will argue later that this is not
the desired result.)
The following table goes on to expand this analysis
over a slightly wider field.
Medium vs replicator coefficient
|
Fecundity
|
Fidelity
|
Longevity
|
Replicator value
|
Spoken story
|
0.3
|
0.4
|
0.3
|
0.036
|
Books
|
0.6
|
0.8
|
0.8
|
0.384
|
E-books
|
0.95
|
0.75
|
0.95
|
0.677
|
Film cinema
|
0.4
|
0.9
|
0.3
|
0.108
|
Film broadcast
|
0.85
|
0.8
|
0.4
|
0.272
|
DVD
|
0.45
|
0.95
|
0.9
|
0.385
|
Digital video on demand *
|
0.9
|
0.9
|
0.75
|
0.607
|
Digital video on demand + PRD
*
|
0.75
|
0.95
|
0.95
|
0.677
|
Table A2.2 - Medium vs. Replicator Coefficient
(extended)
* Assuming sufficient bandwidth is available in
the future.
First off, if you look at the comparison of vinyl
records (0.14), cassette tapes (0.189), and CD's (0.385) it shows
why CD's have become successful and vinyl records almost obsolete
despite the higher costs involved in producing CD's (more complicated
technology and new equipment required). Following that it shows
why the current rage in MP3 file (0.684) swapping is more successful.
It also emphasises the advantage digital replicators
have over the analogue equivalents and so demonstrates why the digital
environment is going to be the future.
The first table shows that the new MP3 file format
with PRD fields added and supported by rights and licence offices
has a similar replicator value to raw
MP3 files. You might wonder what is the benefit of introducing the
new complicated DIPR system. The significant point is that at least
50% of music in the MP3 format would 'prefer' to take the new system
route, where the product and owner of the product will be identified.
The second point, I would argue, is that as the new system becomes
established its fecundity will improve (costs come down) and so
will overtake raw MP3 files as the preferred route. In the same
way, any environmental pressure that promotes MP3+PRD reproduction
over raw MP3 files, either moral, legal or technical, would further
swing the balance in favour of new MP3's plus PRD's.
Regarding the second table: Assuming portable
reader technology improves, E-books (digital text) will become very
successful replicators and more so if
producers were protected in the new digital rights system. Digital
video on demand has the same promising future and, again, I would
argue that if the rights system were in place the identified version
would far out perform the raw version partly because the costs of
local long term storage will be that much greater.
In the table below I introduce a further coefficient,
the desirability coefficient, which includes a cost factor to obtaining
the product. I consider the product to be a music file distributed
in three formats, CD, SDMI protected product, and MP3+PRD, and for
each format I compare its distribution against a 'free' MP3 file
containing the same music. The desirability coefficient of 0.1 is
arrived at by assuming 10% of the population who liked that particular
piece of music would pay a reasonable cost to be able own and play
the file and always have a perfect copy available should they loose
their copy.
Products
|
Replicator coefficient
|
Desirability coefficient
(cost)
|
Distribution coefficient
|
Distribution %
|
CD
|
0.385
|
0.1
|
0.0385
|
5.63%
|
MP3
|
0.684
|
1.0
|
0.684
|
94.37%
|
SDMI
|
0.428
|
0.1
|
0.0428
|
6.26%
|
MP3
|
0.684
|
1.0
|
0.684
|
93.74%
|
MP3+PRD
|
0.632
|
0.1
|
0.0632
|
9.24%
|
MP3
|
0.684
|
1.0
|
0.684
|
90.76%
|
Table A2.3 Percentage Product Distribution
Note the predicted increase of sales of the PRD
protected product over the other formats under the same market conditions.
Assuming the costs of the electronic MP3+PRD product are less than
any physically distributed intellectual products, such as CD's,
then the purchase cost could be reduced and you could expect even
more sales in the same market. Also, under the Distributed Intellectual
Property Rights system, most of the MP3 files shown in the last
line of the table would in fact include a PRD and so a least the
product would be identified and the creator known even if it was
not a purchased product.
If you were to perform this analysis on other
products which contain information which might be updated regularly
or software which is revised or improved regularly the desirability
coefficient could be much higher and the PRD identified product
would proportionally gain more of an advantage over a non-identified
product.
As I stated in my main paper, the two fundamental components of
the Distributed Rights System proposed here are the Author Rights
Office (ARO) and the Consumer Rights Office (CRO). These offices
reside on the Internet and work in close collaboration with human
internauughts; creators with the rights
office and users with the licence office. This close collaboration
of the human mind, via the body, with the technological environment
has been described by Andy Clark [40] as 'the cognitive equivalent
of Dawkins' vision of the extended phenotype'. A phenotype is the
bodily manifestation of a genes programming. An extended phenotype
is an extension of the genes influence to things outside the physical
body.
Hence, a portion of the Internet environment truly
becomes an extension of the human operators mind and therefore the
brain/technology symbioses allows the Internet to be analyzed as
an evolutionary system containing many intelligent individual organisms
trading units of information such as the intellectual products described
above. The Offices act as unique agents for human users and these
agents are always available to act for their hosts. In this way
human society is truly extended onto the Internet.
Dawkins also describes an Evolutionarily Stable Strategy (ESS),
a theory developed by Robert Trivers
[41] , involving suckers, grudgers,
and cheats and describes how these societies evolve into stable
states. Suckers are defined as being too trusting and will continuously
give away their services regardless of how often they are cheated.
Cheats will always cheat others given the chance. Grudgers will
retaliate if they are cheated but will quickly forgive and make
their services available again.
Dawkins then describes how some organisms thrive
and others become extinct. A population of grudgers or a population
of cheats are the two attractors of a dynamic differential system
such as this and he goes on to state that a population that stabilises
at the cheat equilibrium is more likely to go extinct. Grudgers
are basically nice guys who play by the rules but will react if
someone takes advantage and they are more likely to become the stable
population. There is selection between ESS's
in favour of reciprocal altruism. The prerequisite
of this society is that grudgers can recognise and remember
other individuals and therefore hold a grudge or not when necessary.
Therefore, to extend society's moral codes, particularly
reciprocal altruism, onto the Internet and into the digital age
each individual has a fundamental need for a permanent presence
(or agent) to act on their behalf and be able to recognise other
agents. Hence the need for each individual to have an
'office' in cyberspace representing their interests. In fact
I have proposed two types of office, one for the provider (author
rights office) and the other for the user (consumer rights office),
instead of one generic type that could handle transactions in both
directions. The reason for the two types of office is two fold;
first it seems a natural distinction (provider and user) and second,
it greatly simplifies the structure of each office and the type
of transaction it handles.
I would like to believe that the society in which we live today
is truly altruistic and could be modelled as simply as I have done
above but even if this is not the case I believe this model does
point to the direction that has to be taken:
Both suppliers and consumers have to be represented and each
product manifestation has to contain a record of the transaction
between the two parties.
The ESS described above defines the physical donation
of services where there is one recipient; once the service is donated
that is the end of it except for the memory of it and the obligation
on the recipient to repay. In the case where the service is traded
immediately for money, goods, or services, the obligation is immediately
repaid.
The donation of an item of information is more
complicated! The initial trade between two parties can form part
of the ESS described above and the offices I have proposed for digital
information can directly aid an honest exchange. The complication
is that the information is not dissipated on exchange, as a physical
service is used-up, but is available to be passed on
any number of times and the initial creator, who put the work into
it, might well not know of future dissemination. The digital exchange
of information exasperates this situation. As we saw in the section
on replication above this information 'wants' to reproduce and spread
and does so more easily in digital from.
In the table below I analyze the different conditions
under which the information or a digital product could be transferred
and the levels of interaction between the creator and the user or
recipient:
Information transfer conditions
|
Creator gives permission
for transfer
|
Creator knows of recipient
|
Recipient knows creator
|
Level of interaction
|
1
|
True
|
True
|
True
|
A - best case for fair trade
|
2
|
F
|
True
|
True
|
B - possibility of fair trade
|
3
|
True
|
F
|
True
|
B
|
4
|
F
|
F
|
True
|
B
|
5
|
True
|
True
|
F
|
A - good case for fair trade
|
6
|
F
|
True
|
F
|
B
|
7
|
True
|
F
|
F
|
C – never able to trade
|
8
|
F
|
F
|
F
|
C -
|
Table A2.4 Information Transfer Conditions
If the creator is always asked for permission
and knows whom the product is going to there is no problem, the
rules for reciprocal altruism can be applied (level A).
The worst case is if there is a transfer of a product without the
creator knowing it and the recipient does not know who created it
either, under these conditions no exchange payment can never be
made (level B).
An intermediate case (C) is where
the creator has no knowledge of the transfer but the recipient knows
who the creator is. In this case there is always the chance that
some will play the game and pay up. The existence of the PRD, attached
to the digital product, allows for this possibility and would always
allow a recipient to register his or her own legal copy. Remember,
as I have shown earlier, the information with the PRD is just as
likely to spread as the information without the PRD. There is no
penalty imposed on the PRD identified product.
I should emphasise this point: No environmental
pressure should be applied that would inhibit the copying of a product
with a valid PRD! Even if there are a billion people using the PRD
product without purchasing the rights to it, this is still a better
situation than an equal number of people using a non-identified
product without usage rights. In addition to this, the widespread
distribution of the product is of benefit to society as a whole
and at a minimum probably good for the creator's reputation.
An interesting situation arises if each legal
recipient were to become a part owner of the information and receives
a part payment if they passed it on to another known recipient.
In this way reciprocal trade conditions can be spread much further
through the population. This idea is described further in the referral
process in the Business section 4.2.
This analysis also highlights the advantages of
providing information as a service instead of a product. When the
information is part of a service it maintains the one to one trading
relationship between two organisms that is so important. In this
case the DIPR model provides the environment and structure that
records the transfer of rights within the service.
This finally brings me to the end of my argument,
albeit in very general terms, that demonstrates the need for this
complicated system of both Author Rights Offices and Consumer Rights
Offices in the Distributed Intellectual Property Rights system.
It is the fundamental need for organisms who extend their
society onto the Internet to be able to recognise each other, to
have their own individual presence, and know who is playing the
game or not. (This need to recognise one-another could point to
the advantage of each individual having a unique, secure and persistent
identification but that is another project).
To answer the question Will the collective regime and the
DIPR system proposed here protect the distribution of intellectual
products and compensate the creators? I found the paper 'A Framework
for Evaluating Digital Rights Management Proposals' [42]
by Rachna Dhamija and Fredrik Wallenberg was a
valuable resource. They pose six questions that should be used when
evaluating rights management proposals. I attempt to answer these
questions from the DIPR prospective although I will be the first
to admit that more research is required in many areas.
Technically two sets of secure servers operating
a common protocol are required with appropriate user applications.
Both type of server would be issuing persistent identifiers. The
DOI is already issuing millions of persistent identifiers for intellectual
products and the DIPR system only expands this process. The Internet
already relies on strictly defined protocols to function correctly
and is the ideal environment to accept another peer-to-peer protocol
although additional standards for identifying all the different
file types would also have to be drawn up. Technically complicated
but feasibly. Obviously a study would be required to properly asses
the costs and impact of implementing the DIPR system.
There are no incentives to remove or tamper with the Property Rights Descriptors
(PRD) attached to the digital product - why remove a PRD and make
the product illegal when person in possession can just keep the
legally identified one? The temptation to attack or operate a Rights
Office in an illegal fashion would be great. Therefore maximum effort
should be directed towards protecting and regulating these offices
which is not an insignificant task but more feasible than regulating
every manifestation of an intellectual product.
Compliance falls to the authorities regulating the office structure and
monitoring third party abuse of registered products. Authors will
have a vested interest in operating a dependable set of Author
Rights Offices and consumers will have an equal interest in
dependable Consumer Rights Offices to protect their
access to their products. Each type of Office verifies the actions
of the other and it is this dual independent structure that makes
regulating the system so much more feasible compared to a centralised
system where one party has a controlling interest.
The DIPR system is not directly concerned with the commercial transactions
each consumer only purchases the products they want directly
from the supplier. As mentioned in the main document, the Office
network could perform a banking function to help the transfer of
funds from consumer to author but this is nothing like regulating
some of the proposed tax or levy systems for distributing a common
set of funds.
User privacy
and fair use are totally assured. Please refer to the main text
for a full discussion of these issues.
The principle question
here is whether regulation of all the Rights Offices throughout
the world is feasible? Because the persistent identifiers require
an international naming authority for the prefixes, which in turn
identify individual rights offices, a rouge office could be excluded
from the registry thus identifying all its PRDs as illegal. Even if the physical office, the server
or whatever, and its owners were based in a country unable to enforce
the rules directly the system would still work providing there is
an international consensus.
[1] The Digital Dilemma: Intellectual Property
in the Information Age (2000),Computer
Science and Telecommunications Board (CSTB), Executive summary.
[2] I define the process of creative work as
the sum of an individuals intellectual efforts
in a particular endeavour. For example, the creative work which
resulted in an initial manuscript for a book would include the
creative thoughts and ideas in the authors mind and all
his or her research, writing and editing.
[3] Throughout this paper I often assume that
the owner of the copyright of an intellectual product is the creator
or author of the intellectual property therefore when I
talk of the creator I imply the legal copyright holder or content
owner. The fact that the rights holder might have bought the right
from the original creator makes no difference to my arguments
here.
[4] Intangible: incapable of being touched,
Websters
[5] Throughout this paper I use the printed
book as an example of a copyrighted product to illustrate how
the traditional copyright process works or is implemented. The
copyrighted book is easy to imagine but the same arguments apply
to other forms of copyrightable material such as vinyl records,
tapes, CDs, Etc.
[6] As in the book example (see note
above), I use the term story as a simple term to represent the
creative intellectual idea and expression behind the intellectual
product.
[7] Throughout this paper I refer to consumers
and users of intellectual products. For the purpose of this discussion,
each term refers equally to an individual or organization which
is making use the intellectual product.
[8] NRC/CSTB/Information
Systems Trustworthiness Project, Panel 3, section 2.4 (
Panel created by Rohit Khare & Joseph Reagle, World
Wide Web Consortium).
[9] The Digital Dilemma:
Intellectual Property in the Information Age (2000),Computer
Science and Telecommunications Board (CSTB), Executive summary.
[10] In active computer systems and networks
the product is being continuously copied from one electronic storage
device or memory to the next. This problem is well recognised:-
In
the digital world, even the most routine access to information
invariably involves making a copy: Computer programs are run by
copying them from disk to memory, for example (an act that some
courts have ruled to be "copying" for the purposes of
copyright law), and Web pages are viewed by copying them from
a remote computer to the local machine
, for digital information, access is copying. The Digital
Dilemma: Intellectual Property in the Information Age (2000),Computer
Science and Telecommunications Board (CSTB), Executive summary
[11] The Digital Object Identifier Handbook,
section 2.3.
[12] Efficiency is an economic term used to describe
the economic cost of distributing information, it reflects the
social benefit of widely spread ideas and it is usually balanced
against the costs of implementing and enforcing a property rights
regime to encourage creative effort.
[13] Increased social welfare costs reduce the
number of ideas available to future authors.
[14] In a globally
networked world there will always be people who can decrypt content-
protection measures and share their bounty with others. The real
risk is that if media companies make the customer experience too
onerous, it will push more and more otherwise law-abiding people
to break the law merely in order to get the conveniences they
see to be their right. People who would be willing to pay for
their music will have no simple way to do so. - Tuning
Out the Customer, Fortune.com, Tuesday, October 8, 2002, By David Kirkpatrick
-and -
Distribution
without the right to save and/or print would create a world in
which information may be distributed but never easily shared.
Some committee members believe that if copyright is truly to be
a pact between society and authors to encourage the creation and
dissemination of information for society's ultimate benefit, highly
constrained models of distribution call this pact into question.
The Digital Dilemma: Intellectual Property in the Information
Age (2000),Computer Science and Telecommunications Board (CSTB),
Executive summary
-and
"
...and that encryption technologies make no distinctions between
fair and unfair uses." Para. 3.6 The
Internet as a threat and a challenge,
Study on Intellectual Property Rights, the Internet, and Copyright,
By: Alan Story for the UK Commission on Intellectual Property
Rights. Alan Story is Lecturer in Intellectual Property Kent Law School, University of Kent.
[15] Individuals in their daily lives have
the capability and the opportunity to access and copy vast amounts
of digital information, yet lack a clear picture of what is acceptable
or legal. The Digital Dilemma: Intellectual Property in
the Information Age (2000),Computer Science
and Telecommunications Board (CSTB), Executive summary, page 4.
[16] Jessica Litman, Professor of Law, Wayne State University,
'New Copyright Paradigms'.
[17] To read is not a fair use; its
an unregulated use Lawrence Lessigs address
to the Open Source Convention, 24 July, 2002. Lawrence Lessig is professor of law at
Stanford University.
[18]
The term
Collective Rights as use here refers to the rights
of a group which have collective access to an intangible intellectual
product and should not be confused with the term collective
work which is often used to define a work consisting of
a number of contributions consisting of independent works.
[19] Nor is it easy to supply
a clear, "bright-line" answer [to what is acceptable
or legal], because (among other things) current intellectual property
law is complex. - and - Laws
that are simple, clear, and comprehensible are needed, particularly
those parts of the IP law that are most directly relevant to consumer
behavior in daily life. - The Digital Dilemma: Intellectual
Property in the Information Age (2000), CSTB, Executive summary,
page 4.
[20] Quicker, cheaper, no forms, no shops, the
thing to do, instant gratification
[21] The Handle System technology, developed
by the CNRI, provides a global name service for digital objects.
For full details see http://www.handle.net/
[22] For a discussion on micro payment
systems see an article by Brad Templeton entitled 'Microrefunds and the "Don't Pay" button' - http://www.templetons.com/brad/dontpay.html
[23] See Copy Protection Robs the Future
by Dan Bricklin http://www.bricklin.com/robfuture.htm
[24] - The Digital
Dilemma: Intellectual Property in the Information Age (2000),
Computer Science and Telecommunications Board (CSTB), Executive
summary.
[25] As reported in Patently Problematic,
By David Sarnoff, Economist.com.
[26] In a separate analysis of digital products
as memes in an evolutionary system I show how the DIPR system
imposes few penalties on identified products compared to unidentified
products.
[27] Revising Copyright Law for the Information
Age, section IV, Jessica Litman, Professor of Law, Wayne State University.
[28] Others have established the need for greater
public understanding of the principles of current copyright law
and the same arguments would apply to the DIPR system.
Copyright Education, The Digital Dilemma: Intellectual Property
in the Information Age (2000),Computer Science and Telecommunications
Board (CSTB), Executive summary
[29] Many others have argued that creators and
their media agents should see the digital revolution as an opportunity
not a threat (DIPR would provide the structure and opportunity).
For example:
Says
Jerry Michalski: "Because media companies see intellectual
property as their only asset, they're willing to risk totally
alienating their entire customer base in order to protect that
asset." He says that instead the companies should learn to
view their [the] customers themselves as the asset and figure
out ways to partner with them, or treat them as what he calls
"co-participants, rather than an inert audience that merely
consumes media."
Tuning Out the Customer, Fortune.com, Tuesday, October 8, 2002, By David Kirkpatrick.
[30] The Digital Dilemma: Intellectual Property
in the Information Age (2000),Computer
Science and Telecommunications Board (CSTB), Executive summary.
[31] The Digital Dilemma: Intellectual Property
in the Information Age (2000),Computer Science and Telecommunications
Board (CSTB), Executive summary
.
[32] http://sims.berkeley.edu/~fredrik/research/papers/EvaluatingDRM.html
[33] 'Public Good - Economists
sometimes refer to certain goods as public.
This does not imply that they are in the public domain as defined
by intellectual property law. Rather, a public good is a product
or service that has two properties. First, it is non-rival,
which simply means that consumption by one person doesnt
limit consumption of the next. Second, it is non-excludable, implying that once the product exists,
the benefit cannot be limited to those that have paid for it.'
- A Framework for Evaluating Digital Rights Management Proposals,
by Rachna Dhamija and Fredrik Wallenberg, http://sims.berkeley.edu/~fredrik/research/papers/EvaluatingDRM.html
[34] The Digital Dilemma: Intellectual Property
in the Information Age (2000),Computer Science and Telecommunications
Board (CSTB), Executive summary
[35] 'Revising Copyright Law for the Information
Age' and 'New Copyright Paradigms', Jessica Litman, Professor
of Law, Wayne State University.
[36] Given the challenges to the copyright
regime posed by digital information, the committee concluded that
alternatives to a copy-based model for protection of digital information
deserve consideration,
. - The Digital Dilemma: Intellectual
Property in the Information Age (2000),Computer Science and Telecommunications
Board (CSTB), Executive summary
[37]
In this discussion I relate Memes
to a creative piece of work or intellectual property. Any one
meme could have many different manifestations and there can
be multiple copies of any particular manifestation especially
when we are considering digital manifestations. See: The Selfish
Gene, Oxford University Press 1976, ISBN 0-19-286092-5, Memes Page 192 by Richard Dawkins for the original
definition. Or, Meme
Central
[38]
Richard Dawkins, The Selfish Gene,
Oxford University Press 1976, ISBN 0-19-286092-5.
[39]
Secure Digital Music Initiative
(http://www.sdmi.org)
[40]
Andy Clark, Professor of Philosophy
and Cognitive Science
Natural Born Cyborgs? (http://www.edge.org/3rd_culture/clark/clark_index.html), By Andy
Clark (http://www.susx.ac.uk/Units/philosophy/faculty/aclark.html)
[41]
Robert L. Trivers, (http://anthro.rutgers.edu/faculty/trivers.shtml)
[42] http://sims.berkeley.edu/~fredrik/research/papers/EvaluatingDRM.html
[43] ECMS - Electronic Copyright Management System - By ECMS I mean systems
where rights holders manage the rights they hold and grant to
other users of the product. This should not be confused with Digital
Rights Management (DRM) that tries to enforce end-to-end control
of the use of a digital product.
|